Lung Protective Ventilation for Non-ARDS Patients: Beyond the ARDS Paradigm - A Critical Review for the Modern Intensivist
Dr Neeraj Manikath , claude.ai
Abstract
Background: Lung protective ventilation (LPV) strategies, initially developed for acute respiratory distress syndrome (ARDS), are increasingly being applied to non-ARDS mechanically ventilated patients. This practice represents a fundamental shift from traditional ventilatory approaches and has generated considerable debate in critical care medicine.
Objective: To critically examine the evidence supporting lung protective ventilation in non-ARDS patients, evaluate the controversies surrounding its implementation, and provide practical guidance for clinicians.
Methods: Comprehensive review of randomized controlled trials, observational studies, and meta-analyses examining lung protective ventilation in non-ARDS patients, with particular focus on prevention trials and outcome data.
Results: Emerging evidence suggests that lung protective ventilation may prevent ventilator-induced lung injury and reduce ARDS development in non-ARDS patients. However, implementation challenges including increased sedation requirements and uncertain benefits in specific populations warrant careful consideration.
Conclusions: A nuanced approach to lung protective ventilation in non-ARDS patients appears justified, with universal application of basic protective principles while maintaining flexibility based on patient-specific factors and underlying pathology.
Keywords: lung protective ventilation, mechanical ventilation, ARDS prevention, ventilator-induced lung injury, critical care
Introduction
The paradigm of mechanical ventilation has undergone a revolutionary transformation over the past three decades. What began as a quest to achieve optimal oxygenation and ventilation has evolved into a sophisticated understanding of ventilator-induced lung injury (VILI) and the protective strategies required to minimize iatrogenic harm. The landmark ARDSNet trial in 2000 established the foundation of lung protective ventilation (LPV) in ARDS patients, demonstrating a mortality benefit with low tidal volume ventilation (6 mL/kg predicted body weight) compared to traditional volumes (12 mL/kg).¹
However, a critical question has emerged: should these protective principles extend beyond the ARDS population? The mechanically ventilated patient in the intensive care unit (ICU) represents a heterogeneous population, including post-operative patients, those with sepsis, trauma victims, and patients with various medical conditions requiring respiratory support. The lung protective ventilation debate for non-ARDS patients sits at the intersection of prevention science, physiological understanding, and pragmatic clinical care.
This comprehensive review examines the evolving evidence base, explores the physiological rationale, addresses the ongoing controversies, and provides practical guidance for implementing lung protective ventilation strategies in non-ARDS patients.
Physiological Rationale: The Vulnerable Lung Hypothesis
Mechanisms of Ventilator-Induced Lung Injury
Understanding VILI mechanisms is crucial for appreciating why lung protective ventilation may benefit non-ARDS patients. VILI encompasses several interconnected pathophysiological processes:
Volutrauma and Barotrauma: Excessive tidal volumes and pressures cause mechanical injury to alveolar structures. Even in healthy lungs, high tidal volumes can exceed the elastic limits of pulmonary tissue, leading to epithelial and endothelial damage.²
Atelectrauma: Repetitive opening and closing of unstable alveolar units creates shear stress and inflammatory responses. This phenomenon occurs not only in ARDS but also in patients with regional lung collapse due to anesthesia, positioning, or underlying pathology.³
Biotrauma: Mechanical stress triggers inflammatory cascades, releasing cytokines, chemokines, and other mediators that can propagate local and systemic inflammatory responses. This process can occur in previously healthy lungs subjected to injurious ventilation.⁴
Ergotrauma: The work of breathing imposed by the ventilator and patient interaction can contribute to injury, particularly when patient-ventilator asynchrony occurs.⁵
The Susceptible Patient Population
Non-ARDS patients may be particularly vulnerable to VILI for several reasons:
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Pre-existing subclinical injury: Many ICU patients have underlying conditions that predispose to lung injury, including sepsis, trauma, transfusion, aspiration, or recent surgery.
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Inflammatory priming: Systemic inflammatory states create a pro-inflammatory milieu that may amplify the response to mechanical stress.
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Altered lung mechanics: Even without ARDS criteria, critically ill patients often have reduced lung compliance, increased dead space, and altered respiratory mechanics.
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Multiple hit hypothesis: Mechanical ventilation may represent the "second hit" in a sequence of insults leading to ARDS development.⁶
Evidence Base: The Prevention Paradigm
Landmark Prevention Trials
The PREVENT Trial (2018): This multicenter randomized controlled trial randomized 976 patients without ARDS to receive either lung protective ventilation (tidal volume 6-8 mL/kg predicted body weight, PEEP ≥5 cmH₂O) or conventional ventilation (tidal volume 10-12 mL/kg predicted body weight, PEEP according to clinical practice).⁷
The primary composite outcome included development of ARDS, pneumonia, severe sepsis, septic shock, and barotrauma within 7 days. The lung protective group demonstrated a significant reduction in the primary outcome (13.6% vs 21.9%, relative risk 0.62, 95% CI 0.44-0.87, p=0.006). Importantly, ARDS development was reduced from 6.2% to 3.4% (p=0.03).
The PROVHILO Trial (2013): While primarily focused on intraoperative ventilation, this trial of 2,013 patients undergoing abdominal surgery compared high PEEP (12 cmH₂O) with recruitment maneuvers versus low PEEP (≤2 cmH₂O) strategies, both using protective tidal volumes.⁸ Although the high PEEP strategy did not improve outcomes, the trial reinforced the safety and feasibility of protective tidal volumes in non-ARDS patients.
The IMPROVE Trial (2017): This trial examined individualized PEEP strategies in 400 non-ARDS patients, demonstrating feasibility of lung protective approaches while highlighting the complexity of optimizing ventilator settings.⁹
Meta-Analyses and Systematic Reviews
Several meta-analyses have examined lung protective ventilation in non-ARDS patients:
Neto et al. (2012): This meta-analysis of 20 studies including 2,822 patients found that lung protective ventilation in non-ARDS patients was associated with reduced mortality (risk ratio 0.64, 95% CI 0.46-0.89) and decreased pulmonary complications.¹⁰
Serpa Neto et al. (2015): A more comprehensive meta-analysis of 15 randomized trials and 13 observational studies (n=3,365) demonstrated that lung protective ventilation reduced the incidence of lung injury (risk ratio 0.55, 95% CI 0.36-0.84) and ICU mortality.¹¹
Fuller et al. (2019): This network meta-analysis of 102 studies found that protective ventilation strategies were associated with reduced mortality across diverse patient populations, with the greatest benefit observed in higher-risk patients.¹²
The Case FOR Universal Lung Protective Ventilation
Prevention of ARDS Development
The most compelling argument for lung protective ventilation in non-ARDS patients centers on ARDS prevention. The PREVENT trial provided robust evidence that protective ventilation reduces ARDS incidence by approximately 45%. Given the high mortality and morbidity associated with ARDS (mortality rates of 35-40%), prevention strategies have significant clinical and economic implications.¹³
Plausible Biological Mechanisms
The physiological rationale for lung protection extends beyond ARDS prevention:
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Reduced inflammatory response: Lower tidal volumes and appropriate PEEP minimize mechanical stress and associated inflammatory cascades.
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Preserved epithelial-endothelial barrier: Protective ventilation maintains alveolar-capillary membrane integrity, reducing permeability and fluid accumulation.
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Minimized patient-ventilator asynchrony: Appropriate ventilator settings reduce work of breathing and improve patient comfort.
Clinical Feasibility
Modern ICU practice has demonstrated that lung protective ventilation is clinically feasible in non-ARDS patients. The transition to lower tidal volumes (6-8 mL/kg predicted body weight) has been successfully implemented in many centers without significant complications.
Cost-Effectiveness Considerations
While formal cost-effectiveness analyses are limited, the prevention of ARDS and associated complications likely provides economic benefits. ARDS is associated with prolonged ICU stays, increased resource utilization, and higher healthcare costs.
The Case AGAINST Universal Implementation
Increased Sedation Requirements
One of the most significant concerns regarding lung protective ventilation in non-ARDS patients is the potential for increased sedation requirements. Lower tidal volumes may be less comfortable for spontaneously breathing patients, potentially necessitating deeper sedation or neuromuscular blockade.
Clinical Evidence: Several studies have reported increased sedation needs with protective ventilation. The PREVENT trial noted higher sedation scores in the protective ventilation group, though this did not translate to prolonged mechanical ventilation.⁷
Implications: Increased sedation carries risks including delirium, prolonged mechanical ventilation, ICU-acquired weakness, and delayed recovery. These potential harms must be weighed against the benefits of lung protection.
Uncertain Benefits in Low-Risk Populations
The benefit of lung protective ventilation may not be uniform across all non-ARDS patients. Certain populations may have minimal risk of developing ARDS or VILI:
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Post-operative patients with healthy lungs: Patients undergoing elective surgery without risk factors for ARDS may not benefit significantly from protective strategies.
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Short-term mechanical ventilation: Patients requiring brief ventilatory support may not accumulate sufficient exposure to benefit from protective ventilation.
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Neurological patients: Patients with isolated neurological conditions may have different risk-benefit profiles.
Potential for Inadequate Ventilation
Concerns exist that lung protective ventilation may result in inadequate minute ventilation, leading to hypercapnia and respiratory acidosis. While permissive hypercapnia is generally well-tolerated, it may be problematic in specific populations:
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Patients with intracranial hypertension: Hypercapnia can increase intracranial pressure through cerebral vasodilation.
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Patients with severe metabolic acidosis: Additional respiratory acidosis may be poorly tolerated.
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Patients with severe heart failure: Hypercapnia may exacerbate pulmonary hypertension and right heart dysfunction.
Limited Long-Term Outcome Data
While short-term benefits have been demonstrated, long-term outcome data for lung protective ventilation in non-ARDS patients remain limited. Questions persist regarding impacts on long-term survival, quality of life, and functional outcomes.
The Middle Ground: A Nuanced Approach
Risk Stratification
A pragmatic approach involves risk stratification to identify patients most likely to benefit from lung protective ventilation:
High-Risk Patients:
- Sepsis or systemic inflammatory response syndrome
- Recent major surgery or trauma
- History of aspiration or pneumonia
- Multiple transfusions
- Previous lung injury or respiratory comorbidities
- Shock requiring vasopressors
Moderate-Risk Patients:
- Post-operative patients with comorbidities
- Patients with metabolic derangements
- Those requiring prolonged mechanical ventilation
Lower-Risk Patients:
- Elective post-operative patients with healthy lungs
- Patients requiring brief ventilatory support
- Those with isolated neurological conditions
Graduated Implementation Strategy
Rather than a binary approach, a graduated strategy allows for individualized care:
Universal Principles:
- Avoid excessive tidal volumes (>10 mL/kg predicted body weight)
- Maintain plateau pressures <30 cmH₂O
- Use appropriate PEEP (minimum 5 cmH₂O in most patients)
- Monitor and minimize patient-ventilator asynchrony
Enhanced Protection for High-Risk Patients:
- Strict adherence to 6-8 mL/kg predicted body weight
- Higher PEEP strategies (8-12 cmH₂O)
- More frequent monitoring of respiratory mechanics
- Early consideration of advanced ventilatory modes
Modified Approach for Lower-Risk Patients:
- Tidal volumes 8-10 mL/kg predicted body weight may be acceptable
- PEEP based on oxygenation requirements
- Greater flexibility in ventilator management
Practical Implementation: Pearls and Pitfalls
Clinical Pearls
Pearl 1: Predicted Body Weight Matters
Always calculate tidal volumes based on predicted body weight, not actual weight. Use the standard formulas:
- Males: 50 + 2.3 × (height in inches - 60) kg
- Females: 45.5 + 2.3 × (height in inches - 60) kg
Pearl 2: The Power of PEEP
PEEP is not just about oxygenation. Minimum PEEP of 5 cmH₂O helps prevent atelectasis and maintains functional residual capacity in most patients. Consider higher PEEP (8-12 cmH₂O) in obese patients or those with increased intra-abdominal pressure.
Pearl 3: Monitor Driving Pressure
Driving pressure (plateau pressure minus PEEP) may be a better predictor of outcomes than tidal volume alone. Target driving pressure <15 cmH₂O when possible.
Pearl 4: Patient-Ventilator Synchrony is Key
Asynchrony can negate the benefits of protective ventilation. Optimize trigger sensitivity, inspiratory flow, and cycling criteria. Consider pressure support ventilation for spontaneously breathing patients.
Pearl 5: The First 24 Hours Matter Most
The greatest risk for ARDS development occurs within the first 24-48 hours of mechanical ventilation. Implement protective strategies early and maintain vigilance during the acute phase.
Clinical Oysters (Pitfalls to Avoid)
Oyster 1: The Tall Patient Trap
Very tall patients are at particular risk for excessive tidal volumes if actual weight is used instead of predicted body weight. A 2-meter tall patient may have a predicted body weight of only 91 kg despite weighing much more.
Oyster 2: The Obese Patient Paradox
In obese patients, using predicted body weight may result in inadequate ventilation. Consider using adjusted body weight or monitoring minute ventilation carefully. Higher PEEP requirements are common.
Oyster 3: The Hypercapnia Panic
Don't immediately increase tidal volumes if CO₂ rises. Ensure adequate minute ventilation through respiratory rate adjustment first. Mild hypercapnia (pH >7.25) is generally well-tolerated.
Oyster 4: The One-Size-Fits-All Error
Avoid rigid protocols that don't account for patient-specific factors. The pregnant patient, the COPD patient, and the post-cardiac surgery patient all have unique considerations.
Oyster 5: The Sedation Spiral
Don't automatically increase sedation if the patient appears uncomfortable with protective ventilation. Optimize ventilator settings, consider alternative modes, and use multimodal comfort strategies.
Implementation Hacks
Hack 1: The Quick PEEP Assessment
For patients without ARDS, start with PEEP of 5 cmH₂O plus 1-2 cmH₂O for every 5 kg above ideal body weight. This simple rule often provides appropriate starting PEEP levels.
Hack 2: The Plateau Pressure Check
Set an inspiratory pause of 0.5-1.0 seconds to easily monitor plateau pressures. This should be standard practice, not just for ARDS patients.
Hack 3: The Compliance Calculator
Calculate static compliance (tidal volume ÷ driving pressure) as a simple bedside assessment of lung mechanics. Compliance <40 mL/cmH₂O suggests need for more protective strategies.
Hack 4: The Asynchrony Index
Count patient-triggered breaths versus total breaths. An asynchrony index >10% suggests need for ventilator adjustment or increased sedation.
Hack 5: The Liberation Mindset
Start planning ventilator weaning from day one. Protective ventilation should facilitate, not hinder, liberation from mechanical ventilation.
Special Populations and Considerations
Post-Operative Patients
Post-operative patients represent a large proportion of non-ARDS mechanically ventilated patients. Considerations include:
- Residual anesthetic effects: May mask respiratory drive and patient-ventilator asynchrony
- Pain and anxiety: Can increase oxygen consumption and ventilatory requirements
- Surgical factors: Type of surgery, duration, and fluid balance affect lung mechanics
- Extubation timing: Early extubation goals may influence ventilator management
Recommendations: Use protective tidal volumes (6-8 mL/kg predicted body weight) with PEEP 5-8 cmH₂O. Higher PEEP may be needed after abdominal surgery. Prioritize early extubation when appropriate.
Sepsis and Systemic Inflammation
Septic patients without ARDS are at particularly high risk for developing lung injury:
- Inflammatory priming: Systemic inflammation increases susceptibility to VILI
- Capillary leak: May predispose to pulmonary edema with injurious ventilation
- Multi-organ dysfunction: Affects tolerance of hypercapnia and respiratory acidosis
Recommendations: Strict adherence to lung protective ventilation principles. Consider tidal volumes at the lower end of the range (6-7 mL/kg predicted body weight). Monitor for ARDS development closely.
Trauma Patients
Trauma patients have unique considerations:
- Pulmonary contusion: May not meet ARDS criteria initially but represents lung injury
- Multiple transfusions: Increase risk of transfusion-related acute lung injury (TRALI)
- Fat embolism: Can occur with long bone fractures
- Aspiration risk: Common in trauma scenarios
Recommendations: High index of suspicion for lung injury. Use protective ventilation liberally. Consider chest imaging and gas exchange monitoring.
Neurological Patients
Patients with primary neurological conditions present special challenges:
- Intracranial pressure: Hypercapnia can increase ICP through cerebral vasodilation
- Neurogenic pulmonary edema: Can occur with severe brain injury
- Altered respiratory drive: May affect patient-ventilator interaction
- Aspiration risk: Common with altered consciousness
Recommendations: Balance lung protection with ICP management. Target normocapnia in patients with elevated ICP. Consider invasive ICP monitoring if indicated.
Future Directions and Research Priorities
Ongoing Trials
Several ongoing trials are examining lung protective ventilation in non-ARDS patients:
- PREVENT-2: Follow-up study examining long-term outcomes from the original PREVENT trial
- PROTECT: Multicenter trial examining personalized ventilator strategies based on biological markers
- VENT-PREVENT: Study of ventilator-associated complications prevention strategies
Emerging Technologies
New technologies may enhance implementation of lung protective ventilation:
Electrical Impedance Tomography (EIT): Provides real-time imaging of lung ventilation distribution, allowing for personalized PEEP titration and monitoring of regional lung mechanics.
Automated Ventilator Adjustments: Closed-loop systems that automatically adjust ventilator settings based on patient physiology and predefined algorithms.
Advanced Monitoring: Integration of multiple physiological parameters to provide comprehensive assessment of patient-ventilator interaction and lung protection.
Personalized Medicine Approaches
Future research directions include:
- Biomarker-guided therapy: Using inflammatory or lung injury biomarkers to guide ventilator management
- Genetic factors: Understanding genetic predisposition to VILI and ARDS
- Imaging-guided strategies: Using CT or ultrasound to individualize ventilator settings
- Artificial intelligence: Machine learning approaches to predict optimal ventilator settings
Quality Improvement and Implementation Science
Barriers to Implementation
Several barriers may impede widespread adoption of lung protective ventilation:
Knowledge gaps: Insufficient understanding of principles and benefits among healthcare providers
Cultural resistance: Attachment to traditional ventilator management approaches
Resource constraints: Perceived increased monitoring and sedation requirements
System factors: Lack of protocols, decision support, and quality metrics
Implementation Strategies
Successful implementation requires systematic approaches:
Education and Training:
- Comprehensive staff education on VILI mechanisms and prevention
- Simulation-based training on ventilator management
- Regular competency assessments
Clinical Decision Support:
- Computerized alerts for non-protective ventilator settings
- Standardized order sets and protocols
- Real-time feedback on ventilator parameters
Quality Monitoring:
- Regular audit of ventilator practices
- Feedback to clinicians on performance metrics
- Integration with quality improvement initiatives
Multidisciplinary Approach:
- Engagement of respiratory therapists, nurses, and physicians
- Clear role definitions and responsibilities
- Regular multidisciplinary rounds focusing on ventilator management
Economic Considerations
Cost-Benefit Analysis
While comprehensive economic analyses are limited, available data suggest potential cost benefits:
Direct Cost Savings:
- Reduced ARDS incidence decreases ICU length of stay
- Fewer complications reduce resource utilization
- Earlier liberation from mechanical ventilation
Indirect Cost Benefits:
- Reduced long-term disability and healthcare utilization
- Improved quality of life and functional outcomes
- Reduced healthcare system burden
Implementation Costs:
- Staff education and training
- Monitoring equipment and technology
- Potential increased sedation requirements
Resource Allocation
Healthcare systems must consider resource allocation decisions:
- High-risk patients: Likely cost-effective to implement comprehensive protective strategies
- Moderate-risk patients: Selective implementation based on available resources
- Lower-risk patients: Basic protective principles with standard monitoring
Conclusions and Clinical Recommendations
The evidence supporting lung protective ventilation in non-ARDS patients continues to evolve, with growing support for a prevention-focused approach. The PREVENT trial and supporting meta-analyses provide compelling evidence that protective ventilation reduces ARDS development and improves outcomes in selected patient populations.
Grade A Recommendations (Strong Evidence)
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Avoid excessive tidal volumes: Do not use tidal volumes >10 mL/kg predicted body weight in any mechanically ventilated patient without specific indication.
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Use predicted body weight: Always calculate tidal volumes based on predicted body weight, not actual weight.
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Maintain plateau pressure limits: Keep plateau pressures <30 cmH₂O in all patients.
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Apply minimum PEEP: Use PEEP ≥5 cmH₂O in most mechanically ventilated patients to prevent atelectasis.
Grade B Recommendations (Moderate Evidence)
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Implement protective ventilation in high-risk patients: Use tidal volumes 6-8 mL/kg predicted body weight in patients with sepsis, trauma, major surgery, or other ARDS risk factors.
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Monitor driving pressure: Target driving pressure <15 cmH₂O when possible.
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Optimize patient-ventilator synchrony: Regularly assess and adjust ventilator settings to minimize asynchrony.
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Early implementation: Begin protective strategies within the first 24 hours of mechanical ventilation.
Grade C Recommendations (Expert Opinion)
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Risk stratification: Use clinical judgment to identify patients most likely to benefit from strict protective ventilation.
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Individualized approach: Tailor ventilator management to patient-specific factors and underlying pathology.
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Balanced sedation: Avoid excessive sedation while ensuring patient comfort with protective ventilation.
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Regular reassessment: Continuously evaluate the need for and effectiveness of protective strategies.
Clinical Decision Algorithm
Step 1: Assess ARDS risk factors (sepsis, trauma, surgery, aspiration, transfusion)
Step 2: Calculate predicted body weight and appropriate tidal volume range
Step 3: Implement basic protective principles (TV ≤10 mL/kg PBW, PEEP ≥5 cmH₂O, Pplat <30 cmH₂O)
Step 4: For high-risk patients, implement enhanced protection (TV 6-8 mL/kg PBW, higher PEEP)
Step 5: Monitor patient comfort, gas exchange, and respiratory mechanics
Step 6: Adjust strategy based on patient response and changing clinical conditions
Final Thoughts
Lung protective ventilation for non-ARDS patients represents an evolution in mechanical ventilation practice from treatment-focused to prevention-focused care. While universal implementation remains debated, the preponderance of evidence supports a thoughtful, risk-stratified approach that prioritizes lung protection while maintaining clinical flexibility.
The modern intensivist must balance the potential benefits of ARDS prevention against the risks of increased sedation and resource utilization. This balance requires clinical judgment, understanding of patient-specific factors, and commitment to individualized care.
As our understanding of VILI mechanisms continues to evolve and new technologies emerge, the field will undoubtedly continue to refine approaches to lung protection. However, the fundamental principle of "first, do no harm" suggests that erring on the side of lung protection is both scientifically sound and ethically appropriate.
The journey from volume-focused to lung-protective ventilation has been one of the great success stories in critical care medicine. Extending these principles to prevent lung injury in non-ARDS patients represents the next chapter in this evolution, with the potential to improve outcomes for thousands of critically ill patients worldwide.
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