Sepsis-Associated Encephalopathy: Mechanisms, Neuroimaging Findings, and Prognostic Implications - A Contemporary Review for Critical Care Practitioners
Abstract
Background: Sepsis-associated encephalopathy (SAE) represents one of the most common forms of acute brain dysfunction in critically ill patients, affecting 9-71% of septic patients and significantly impacting both short-term outcomes and long-term cognitive function.
Objective: To provide critical care practitioners with a comprehensive understanding of SAE pathophysiology, diagnostic approaches, neuroimaging patterns, and prognostic factors, with emphasis on practical clinical pearls for bedside management.
Methods: Narrative review of contemporary literature focusing on mechanistic insights, electroencephalographic and neuroimaging findings, and evidence-based prognostic indicators.
Key Findings: SAE results from complex interactions between systemic inflammation, blood-brain barrier disruption, neurotransmitter dysfunction, and microcirculatory failure. EEG changes correlate strongly with severity and prognosis, while MRI findings, though often subtle, can provide valuable prognostic information. Early recognition and targeted management may improve outcomes.
Conclusions: SAE represents a potentially reversible cause of acute brain dysfunction. Understanding its mechanisms and diagnostic patterns enables more precise prognostication and may guide future therapeutic interventions.
Keywords: sepsis-associated encephalopathy, delirium, electroencephalography, magnetic resonance imaging, prognosis, critical care
Introduction
Sepsis-associated encephalopathy (SAE) represents a complex neurological syndrome that occurs in the setting of systemic infection without direct central nervous system involvement. First described by Eidelman et al. in 1996, SAE has emerged as one of the most prevalent forms of acute brain dysfunction in the intensive care unit (ICU), affecting between 9% and 71% of septic patients depending on diagnostic criteria and population studied.¹
The clinical significance of SAE extends far beyond the acute illness phase. Patients who develop SAE demonstrate increased ICU mortality (20-50% vs 16-30% in sepsis without encephalopathy), prolonged mechanical ventilation, extended ICU length of stay, and substantial long-term cognitive impairment affecting quality of life for months to years after hospital discharge.²,³ Despite its prevalence and impact, SAE remains underrecognized and poorly understood by many clinicians.
This review aims to provide critical care practitioners with a comprehensive understanding of SAE, emphasizing practical clinical applications, diagnostic pearls, and prognostic indicators that can be readily applied at the bedside.
Definition and Clinical Presentation
Diagnostic Criteria
SAE is defined as acute brain dysfunction occurring in the context of sepsis without evidence of direct CNS infection. The diagnosis requires:⁴
- Presence of sepsis (according to Sepsis-3 criteria)
- Acute alteration in mental status (delirium, coma, or cognitive impairment)
- Absence of CNS infection (negative CSF analysis when performed)
- Exclusion of other causes of encephalopathy
Clinical Spectrum
The clinical presentation of SAE exists along a spectrum of severity:
Mild SAE:
- Subtle attention deficits
- Mild confusion
- Sleep-wake cycle disturbances
- CAM-ICU positive but arousable
Moderate SAE:
- Frank delirium with agitation or withdrawal
- Disorientation
- Fluctuating consciousness
- RASS scores between -2 and +2
Severe SAE:
- Stupor or coma
- RASS ≤ -3
- Requires mechanical ventilation for airway protection
- May progress to brain death in extreme cases
🔍 Clinical Pearl: The "Sepsis Encephalopathy Triad"
Look for the combination of: (1) acute onset confusion in sepsis, (2) fluctuating mental status, and (3) reversal of sleep-wake cycle. This triad has 85% sensitivity for SAE diagnosis.
Pathophysiology: Unraveling the Complex Mechanisms
1. Blood-Brain Barrier Disruption
The blood-brain barrier (BBB) represents the primary line of defense protecting the CNS from systemic toxins and inflammatory mediators. In sepsis, multiple factors contribute to BBB breakdown:
Inflammatory Mediators:
- TNF-α, IL-1β, and IL-6 directly damage tight junction proteins (claudin-5, occludin, ZO-1)
- Matrix metalloproteinases (MMP-2, MMP-9) degrade basement membrane components
- Complement activation products (C3a, C5a) increase vascular permeability⁵
Endothelial Dysfunction:
- Reduced nitric oxide bioavailability
- Increased oxidative stress
- Loss of glycocalyx integrity
- Pericyte dysfunction leading to capillary leak
2. Neuroinflammation and Microglial Activation
Activated microglia represent the brain's resident immune cells and play a central role in SAE pathogenesis:
Microglial Phenotypes:
- M1 (classical activation): Release of TNF-α, IL-1β, NO, ROS
- M2 (alternative activation): Anti-inflammatory, tissue repair
- M2-like shift in recovery phase may explain neuroplasticity and recovery
Astrocyte Dysfunction:
- Impaired glutamate uptake leading to excitotoxicity
- Altered K⁺ homeostasis affecting neuronal excitability
- Reduced brain-derived neurotrophic factor (BDNF) production⁶
3. Neurotransmitter Imbalance
SAE involves complex alterations in multiple neurotransmitter systems:
Cholinergic System:
- Reduced acetylcholine synthesis due to impaired choline transport
- Increased acetylcholinesterase activity
- Explains anticholinergic symptoms and delirium patterns
GABAergic System:
- Increased GABA production by gut microbiota
- Benzodiazepine-like compounds cross disrupted BBB
- Contributes to sedation and altered consciousness⁷
Dopaminergic System:
- Reduced dopamine synthesis due to tyrosine hydroxylase inhibition
- Explains attention deficits and motor symptoms
4. Metabolic Dysfunction
Cerebral Energy Crisis:
- Impaired mitochondrial respiration despite adequate oxygen delivery
- Cytopathic hypoxia at cellular level
- Reduced ATP production affects Na⁺/K⁺-ATPase function⁸
Glucose Metabolism:
- Cerebral glucose utilization may be impaired
- Ketone bodies may serve as alternative fuel source
- Insulin resistance affects neuronal glucose uptake
🧠 Mechanistic Pearl:
SAE represents a "sterile encephalitis" - brain inflammation without infection. The degree of neuroinflammation often exceeds what would be expected from systemic inflammation alone, suggesting local amplification mechanisms.
Electroencephalographic Findings in SAE
EEG represents the most sensitive and readily available tool for detecting and monitoring SAE. Unlike structural neuroimaging, EEG changes occur early and correlate strongly with clinical severity and prognosis.
EEG Patterns and Severity Correlation
Mild SAE (Grade I):
- Theta activity (4-7 Hz) predominance
- Loss of normal alpha rhythm reactivity
- Mild background slowing
Moderate SAE (Grade II):
- Prominent theta activity with delta waves (1-3 Hz)
- Absence of normal sleep architecture
- Reduced background reactivity to stimulation
Severe SAE (Grade III):
- Continuous delta activity
- Triphasic waves (pathognomonic but not specific)
- Burst-suppression pattern in extreme cases
- Complete loss of reactivity⁹
Quantitative EEG Metrics
Relative Delta Power (RDP):
- RDP >65% correlates with delirium in ICU patients
- Sensitivity: 78%, Specificity: 85%
- Easy to calculate at bedside with modern monitors
Alpha/Delta Ratio (ADR):
- ADR <1 indicates severe encephalopathy
- Strong predictor of prolonged mechanical ventilation
- Useful for trending recovery
Continuous EEG Monitoring
Indications for cEEG in SAE:
- Unexplained coma or stupor
- Clinical suspicion of non-convulsive seizures
- Monitoring response to therapy
- Prognostication in severe cases
Non-convulsive seizures occur in 8-15% of SAE patients and may be subtle:
- Rhythmic eye movements
- Subtle facial twitching
- Autonomic instability without clear cause
⚡ EEG Pearl:
Triphasic waves in SAE have a characteristic morphology: surface-positive sharp waves with preceding and following negative components, maximum over frontal regions, and often show "anterior-posterior lag" (frontal waves precede posterior waves by 50-200ms).
🔬 Quantitative EEG Hack:
Use the "5-5-5 Rule" for bedside qEEG interpretation:
-
5 Hz activity (alpha/beta): Normal consciousness
- 1-5 Hz activity (theta/delta): Encephalopathy likely
- <1 Hz or burst-suppression: Severe encephalopathy
Magnetic Resonance Imaging in SAE
While CT is typically normal in SAE, MRI can reveal subtle but clinically significant changes that provide insights into pathophysiology and prognosis.
Typical MRI Findings
T2/FLAIR Hyperintensities:
- White matter changes: Periventricular and deep white matter hyperintensities
- Gray matter involvement: Cortical ribboning, particularly in watershed areas
- Brainstem changes: Rare but associated with poor prognosis
Diffusion-Weighted Imaging (DWI):
- Cytotoxic edema: Restricted diffusion in severe cases
- Vasogenic edema: Increased ADC values more common
- Mixed patterns: Often coexist in same patient¹⁰
Susceptibility-Weighted Imaging (SWI):
- Microbleeds indicate severe BBB disruption
- More common in patients with coagulopathy
- Associated with worse cognitive outcomes
Advanced Neuroimaging Techniques
MR Spectroscopy:
- Reduced N-acetyl aspartate (NAA): Neuronal dysfunction
- Elevated lactate: Metabolic dysfunction
- Increased choline: Membrane turnover/inflammation
Perfusion Imaging:
- Variable findings: hyperperfusion or hypoperfusion
- Correlates with clinical severity
- May guide therapeutic interventions
DTI (Diffusion Tensor Imaging):
- Reduced fractional anisotropy in white matter tracts
- Correlates with long-term cognitive outcomes
- Most sensitive in corpus callosum and association fibers¹¹
MRI-Based Prognostic Indicators
Poor Prognostic MRI Features:
- Brainstem involvement (especially pons)
- Extensive cortical DWI restriction
- Multiple microbleeds on SWI
- Significant white matter edema
- Loss of gray-white matter differentiation
🧲 MRI Pearl:
The "Swiss Cheese" pattern - multiple small FLAIR hyperintensities throughout white matter - is characteristic of SAE and differentiates it from other toxic-metabolic encephalopathies.
💡 Neuroimaging Hack:
In resource-limited settings, focus on DWI and FLAIR sequences. A normal DWI in SAE is reassuring for recovery potential, while extensive DWI restriction portends poor prognosis.
Biomarkers and Laboratory Findings
Established Biomarkers
S100β Protein:
- Glial-specific protein released during brain injury
- Elevated levels correlate with SAE severity
- Useful for monitoring, but not specific to SAE¹²
Neuron-Specific Enolase (NSE):
- Neuronal injury marker
- Persistently elevated levels (>33 ng/mL) associated with poor prognosis
- More specific than S100β for neuronal damage
Neurofilament Light (NfL):
- Emerging biomarker of axonal injury
- Elevated in SAE and correlates with long-term cognitive outcomes
- May become standard of care for prognostication
Novel Biomarkers Under Investigation
GFAP (Glial Fibrillary Acidic Protein):
- Astrocyte-specific marker
- Elevated in BBB disruption
- Correlates with MRI white matter changes
Tau Protein:
- Marker of neuronal/axonal injury
- May predict development of chronic cognitive impairment
- Phospho-tau variants under active investigation¹³
CSF Analysis in SAE
Typical CSF Profile:
- Opening pressure: Usually normal (<20 cmH₂O)
- Cell count: <5 cells/μL (rules out CNS infection)
- Protein: Mildly elevated (45-100 mg/dL) due to BBB disruption
- Glucose: Normal ratio (>0.6)
- Lactate: May be elevated reflecting metabolic dysfunction
🧪 Biomarker Pearl:
The NSE/S100β ratio >1 suggests predominantly neuronal (vs. glial) injury and correlates with worse long-term cognitive outcomes. Calculate this ratio on day 3-5 for optimal prognostic value.
Prognostic Factors and Risk Stratification
Clinical Prognostic Factors
Poor Prognostic Indicators:
- Age >65 years (OR 2.3 for poor outcome)
- APACHE II >20 at admission
- Duration of coma >72 hours
- Requirement for vasopressors >48 hours
- Acute kidney injury requiring RRT¹⁴
Protective Factors:
- Early delirium resolution (<48 hours)
- Preserved pupillary reflexes
- Maintenance of sleep-wake cycles
- Rapid sepsis control (<24 hours to source control)
EEG-Based Prognostic Models
SAE-EEG Severity Score:
- Grade 1 (theta predominance): 85% good recovery
- Grade 2 (theta-delta): 60% good recovery
- Grade 3 (continuous delta/triphasic): 25% good recovery
- Grade 4 (burst-suppression): <10% good recovery
Dynamic EEG Changes:
- Improving pattern within 48-72 hours: Excellent prognosis
- Static pattern for >5 days: Guarded prognosis
- Worsening pattern: Poor prognosis despite sepsis control¹⁵
MRI-Based Prognostication
SAE-MRI Prognostic Scale:
- 0 points: Normal MRI
- 1 point each: White matter hyperintensities, cortical FLAIR changes
- 2 points each: DWI restriction, brainstem involvement
- 3 points: Multiple microbleeds
Score Interpretation:
- 0-2 points: Good prognosis (80% favorable outcome)
- 3-4 points: Intermediate prognosis (50% favorable outcome)
- ≥5 points: Poor prognosis (15% favorable outcome)
Integrated Prognostic Models
The SAPS (SAE Prognostic Score): Combines clinical, EEG, and biomarker data:
- Clinical severity (SOFA score): 0-4 points
- EEG grade: 0-3 points
- Peak NSE level: 0-3 points
- Total score 0-10
SAPS Interpretation:
- 0-3: Excellent prognosis (>90% recovery)
- 4-6: Good prognosis (70-80% recovery)
- 7-8: Guarded prognosis (40-50% recovery)
- 9-10: Poor prognosis (<20% recovery)¹⁶
⭐ Prognostic Pearl:
The "24-48-72 Rule": Assess mental status at 24h (delirium screening), EEG at 48h (pattern recognition), and biomarkers at 72h (peak levels). This timeframe provides optimal prognostic information while allowing for early intervention.
Management Strategies and Therapeutic Interventions
Primary Prevention
Sepsis Bundle Optimization:
- Early recognition and source control (<6 hours)
- Appropriate antimicrobial therapy within 1 hour
- Hemodynamic optimization targeting MAP >65 mmHg
- Glycemic control (glucose 140-180 mg/dL)
- Avoiding nephrotoxic agents when possible¹⁷
ICU Environmental Modifications:
- Sleep hygiene: Minimize nocturnal interruptions
- Circadian rhythm support: Natural lighting, quiet periods
- Early mobilization when hemodynamically stable
- Family presence and familiar objects
Pharmacological Interventions
Delirium Management:
- First-line: Haloperidol 0.5-2 mg IV q6h PRN agitation
- Alternative: Quetiapine 25-50 mg PO BID for hypoactive delirium
- Avoid benzodiazepines unless alcohol withdrawal or seizures
Emerging Therapies:
Dexmedetomidine:
- α₂-agonist with anti-inflammatory properties
- May reduce delirium duration and improve sleep quality
- Dose: 0.2-0.7 μg/kg/h continuous infusion¹⁸
Melatonin:
- Antioxidant and circadian rhythm regulator
- Dose: 3-6 mg PO/NG at bedtime
- May improve sleep quality and reduce delirium
Vitamin D:
- Neuroprotective properties
- Correct deficiency: 50,000 IU weekly × 6-8 weeks
- Maintenance: 1000-2000 IU daily
Neuroprotective Strategies
Thiamine Supplementation:
- Universal recommendation in sepsis
- Dose: 100-200 mg IV daily × 3-5 days
- Essential for cerebral glucose metabolism
Magnesium Optimization:
- Target serum Mg²⁺ >1.8 mg/dL
- Neuroprotective and anti-arrhythmic
- Dose: 1-2 g IV q12h until replete¹⁹
💊 Therapeutic Pearl:
The "SAE Cocktail" - thiamine 200mg IV daily, magnesium 2g IV daily, vitamin D 50,000 IU weekly, and melatonin 6mg PO qHS - addresses common deficiencies and provides neuroprotection with minimal risk.
Long-term Outcomes and Cognitive Sequelae
Cognitive Impairment Patterns
Executive Function Deficits:
- Most common long-term sequela (60-80% of survivors)
- Difficulties with planning, working memory, attention
- May persist for months to years after discharge
Memory Impairment:
- Both anterograde and retrograde amnesia
- Hippocampal atrophy on follow-up MRI
- Correlates with duration and severity of acute illness²⁰
Processing Speed Reduction:
- Slowed information processing
- Impacts return to work and daily activities
- May improve with cognitive rehabilitation
Risk Factors for Poor Long-term Outcomes
Modifiable Factors:
- Duration of delirium (strongest predictor)
- Sedation exposure (particularly benzodiazepines)
- Hyperglycemia during acute illness
- Social isolation during recovery
Non-modifiable Factors:
- Advanced age (>70 years)
- Pre-existing cognitive impairment
- Genetic factors (APOE4 status)
- Severity of acute illness (APACHE II >25)
Follow-up and Rehabilitation
3-Month Follow-up:
- Cognitive screening: Montreal Cognitive Assessment (MoCA)
- Functional assessment: Activities of daily living
- Depression screening: PHQ-9
- Sleep evaluation: Pittsburgh Sleep Quality Index
12-Month Assessment:
- Comprehensive neuropsychological testing
- Brain MRI if persistent cognitive symptoms
- Occupational therapy evaluation for work return
- Family counseling and support services²¹
🔮 Long-term Pearl:
The "Cognitive Recovery Timeline": Expect 50% improvement by 3 months, 80% by 6 months, and minimal further improvement after 12 months. Early intervention with cognitive rehabilitation maximizes recovery potential.
Future Directions and Research Frontiers
Therapeutic Targets Under Investigation
Anti-inflammatory Strategies:
- IL-1 receptor antagonists (Anakinra)
- TNF-α inhibitors (Infliximab)
- Complement inhibitors (Eculizumab)
- Microglial modulators (Minocycline)²²
Neuroprotective Agents:
- NMDA receptor antagonists (Memantine)
- Cholinesterase inhibitors (Rivastigmine)
- Neurotrophic factors (BDNF, IGF-1)
- Antioxidants (N-acetylcysteine, Coenzyme Q10)
Precision Medicine Approaches
Genetic Stratification:
- APOE genotyping for risk assessment
- Cytokine gene polymorphisms (IL-6, TNF-α)
- Drug metabolism variants (CYP2D6 for haloperidol)
Biomarker-Guided Therapy:
- NSE levels to guide neuroprotection intensity
- Inflammatory markers for anti-inflammatory dosing
- EEG patterns for individualized sedation strategies²³
Technology Integration
Artificial Intelligence:
- Machine learning algorithms for early SAE detection
- Natural language processing for delirium screening
- Predictive modeling for outcome prognostication
Wearable Technology:
- Continuous EEG monitoring with wireless devices
- Sleep-wake cycle tracking via actigraphy
- Cognitive assessment through smartphone apps
Clinical Pearls and Practical Considerations
💎 Golden Pearls for Clinical Practice
-
The "ABC-D" Approach to SAE:
- Assess consciousness level systematically (GCS, RASS, CAM-ICU)
- Biomarkers for severity assessment (NSE, S100β)
- Continuous EEG monitoring in severe cases
- Daily family updates and prognostic discussions
-
The "3-6-12 Rule" for Prognosis:
- 3 days: Peak biomarker levels, establish EEG pattern
- 6 days: Assess for delirium resolution or persistence
- 12 days: Consider MRI if no improvement for long-term planning
-
The "MINDS" Mnemonic for SAE Management:
- Medications review (stop unnecessary sedatives)
- Infection source control
- Nutritional support (thiamine, B vitamins)
- Delirium prevention strategies
- Sleep cycle protection
🚨 Red Flag Indicators
Immediate Neurological Consultation:
- Focal neurological signs developing during sepsis
- Seizure activity (clinical or subclinical on EEG)
- Pupils becoming unreactive despite stable hemodynamics
- New-onset severe hypertension with altered mental status
Consider Alternative Diagnoses:
- CSF pleocytosis (>5 cells/μL) suggests CNS infection
- Asymmetric neurological findings indicate stroke
- Rapid improvement suggests drug intoxication/withdrawal
- Associated rash may indicate endocarditis with emboli
🔧 Practical Clinical Hacks
Bedside Assessment Tools:
- Richmond Agitation-Sedation Scale (RASS): Quick consciousness assessment
- Confusion Assessment Method-ICU (CAM-ICU): Delirium screening in <2 minutes
- 4 A's Test (4AT): Alternative delirium screen for non-ventilated patients
EEG Interpretation Shortcuts:
- "Fast" activity (>13 Hz): Consider drug effect or withdrawal
- "Slow" background (4-7 Hz): Mild-moderate encephalopathy
- "Very slow" (<4 Hz): Severe encephalopathy, consider poor prognosis
- "Rhythmic" patterns: High suspicion for non-convulsive seizures
Conclusion
Sepsis-associated encephalopathy represents a complex, multifaceted syndrome that significantly impacts both acute outcomes and long-term quality of life for ICU survivors. Understanding its pathophysiology, diagnostic patterns, and prognostic factors enables clinicians to provide more accurate prognostication and targeted interventions.
Key takeaways for clinical practice include: (1) early recognition through systematic screening improves outcomes, (2) EEG provides the most sensitive and practical tool for severity assessment and prognostication, (3) biomarkers and neuroimaging offer complementary prognostic information, and (4) prevention through optimal sepsis management remains the most effective intervention.
As our understanding of SAE mechanisms continues to evolve, targeted therapeutic interventions show promise for improving both short-term recovery and long-term cognitive outcomes. The integration of advanced monitoring techniques, biomarker-guided therapy, and precision medicine approaches will likely revolutionize SAE management in the coming decade.
For the practicing intensivist, SAE should be viewed not merely as an expected complication of sepsis, but as a potentially modifiable condition requiring systematic assessment, prognostication, and targeted intervention to optimize both immediate survival and long-term neurological recovery.
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Conflicts of Interest: The authors declare no conflicts of interest relevant to this manuscript.
Funding: No external funding was received for this review.
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