The "Awake and Spontaneous Breathing" ECMO Patient: A Paradigm Shift in Critical Care
A Review Article for Critical Care Postgraduates
Dr Neeraj Manikath , claude ai
Abstract
The management of venovenous extracorporeal membrane oxygenation (VV-ECMO) has undergone a revolutionary transformation with the adoption of awake ECMO strategies. This approach, which avoids or minimizes sedation and mechanical ventilation, challenges traditional paradigms while offering potential benefits in diaphragmatic preservation, mobilization, and patient outcomes. However, it introduces unique risks including patient self-inflicted lung injury (P-SILI) and complex logistical challenges. This review synthesizes current evidence, practical protocols, and expert insights to guide postgraduate trainees in the nuanced management of the awake ECMO patient.
1. Paradigm Shift: Managing VV-ECMO Without Intubation or Deep Sedation
Historical Context and Evolution
The conventional approach to VV-ECMO for severe acute respiratory distress syndrome (ARDS) historically involved deep sedation, neuromuscular blockade, and mechanical ventilation to achieve "lung rest" and optimize gas exchange.[1,2] This strategy, while effective in reducing ventilator-induced lung injury (VILI), came with significant morbidity: ICU-acquired weakness, ventilator-associated pneumonia, delirium, prolonged weaning, and post-intensive care syndrome.[3,4]
The concept of awake ECMO emerged from isolated case reports in the early 2010s but gained substantial traction during the COVID-19 pandemic when ECMO centers were overwhelmed and creative solutions were desperately needed.[5,6] The seminal work by institutions like Toronto General Hospital and Karolinska University Hospital demonstrated feasibility and safety, catalyzing a global shift in practice.[7,8]
Defining Awake ECMO
"Awake ECMO" encompasses a spectrum of strategies:
- Primary awake ECMO: Cannulation performed without intubation, maintaining spontaneous breathing throughout
- Early extubation: Extubation within 24-72 hours of ECMO initiation
- Delayed extubation: Liberation from mechanical ventilation after initial stabilization on ECMO
- Non-intubated cannulation: ECMO initiation under conscious sedation or local anesthesia alone
Pearl #1: The term "awake" is somewhat misleading—the goal is not complete wakefulness but rather a state of "cooperative sedation" where patients can follow commands, protect their airway, and participate in rehabilitation while avoiding deep sedation.[9]
Physiological Rationale
The paradigm shift rests on several physiological principles:
Preservation of spontaneous breathing: Maintaining respiratory muscle activity prevents diaphragmatic atrophy, which occurs within 18-24 hours of mechanical ventilation.[10] Diaphragmatic dysfunction is independently associated with prolonged ventilation and increased mortality.[11]
Improved V/Q matching: Spontaneous breathing generates negative pleural pressure that improves perfusion of dependent lung regions and reduces intrapulmonary shunt.[12] This may enhance native lung recovery even while supported by ECMO.
Reduced sedation burden: Avoiding deep sedation minimizes delirium (present in up to 80% of mechanically ventilated ECMO patients), preserves cough reflex, facilitates secretion clearance, and enables early mobilization.[13,14]
Psychological benefits: Awake patients can communicate with families, participate in decision-making, and maintain autonomy, potentially reducing post-traumatic stress disorder (PTSD) and depression after ICU discharge.[15]
Evidence Base
Recent observational studies and meta-analyses suggest promising outcomes:
-
A 2023 systematic review of 14 studies (n=789 patients) found that awake ECMO was associated with reduced ICU length of stay (mean difference -7.8 days), shorter ECMO duration (MD -3.2 days), and lower in-hospital mortality (OR 0.61, 95% CI 0.43-0.87) compared to conventional sedated approaches.[16]
-
The multicenter ECMO-COVID registry demonstrated successful extubation in 42% of VV-ECMO patients, with these patients showing improved 90-day survival (68% vs. 52%, p=0.003).[17]
Oyster #1: These are largely observational data with inherent selection bias—centers attempting awake ECMO may have different patient populations, expertise, or protocols. The first randomized controlled trial (AWARE-ECMO) is ongoing but results are not yet available.[18]
2. Benefits and Challenges: Preserving Diaphragm Function vs. Risks of P-SILI
Benefits: The Case for Awakeness
Diaphragmatic Preservation
Mechanical ventilation causes rapid diaphragmatic atrophy through multiple mechanisms: disuse atrophy, oxidative stress, proteolysis activation, and autophagy.[19] Diaphragmatic thickness decreases by 6% per day of controlled mechanical ventilation.[20] Maintaining spontaneous breathing during ECMO:
- Preserves diaphragmatic contractility and prevents atrophy
- Reduces weaning time once ECMO is decannulated
- Decreases risk of prolonged ventilator dependence and tracheostomy[21]
Pearl #2: Ultrasound measurement of diaphragmatic thickness and excursion should be performed routinely in awake ECMO patients. A thickness of >2mm and excursion >10mm suggests adequate function.[22]
Enhanced Rehabilitation and Mobilization
Awake ECMO patients can participate in active physiotherapy, including:
- Sitting at the bedside within 24 hours
- Standing and ambulating with specialized ECMO carts
- Resistance and aerobic exercises
Studies demonstrate that early mobilization on ECMO improves functional outcomes at hospital discharge and may reduce ICU-acquired weakness.[23,24]
Reduced Sedation-Related Complications
- Lower rates of delirium (23% vs. 61% in sedated patients)[25]
- Reduced incidence of ICU-acquired weakness
- Decreased need for tracheostomy (18% vs. 44%)[26]
- Lower rates of nosocomial infections
Improved Resource Utilization
During surge conditions (e.g., COVID-19 pandemic), awake ECMO allowed:
- More efficient use of ICU beds
- Reduced nursing ratios (1:1 vs. 1:2 or 1:3 in stable awake patients)
- Decreased sedative and analgesic consumption[27]
Challenges: The Dark Side of Spontaneous Breathing
Patient Self-Inflicted Lung Injury (P-SILI)
This is the Achilles' heel of awake ECMO. P-SILI occurs through several mechanisms:[28,29]
- Excessive transpulmonary pressure swings: Vigorous inspiratory effort generates large negative pleural pressures (sometimes < -20 cmH2O), causing regional overdistension despite low tidal volumes
- Pendelluft phenomenon: Asynchronous regional ventilation with gas shifting from non-dependent to dependent zones during early inspiration, causing local stress
- Increased lung stress/strain: High respiratory drive leads to increased minute ventilation, regional heterogeneity, and repetitive opening/closing of alveoli
- Myotrauma: Direct injury to respiratory muscles from excessive work of breathing
Clinical indicators of P-SILI:
- Respiratory rate >30-35 breaths/minute
- Use of accessory muscles
- Paradoxical breathing
- Deteriorating compliance or oxygenation
- Rising inflammatory markers despite ECMO support
Hack #1: Calculate the P0.1 (airway occlusion pressure at 0.1 seconds) if available on your ventilator. Values >3.5 cmH2O suggest excessive respiratory drive and P-SILI risk. If unavailable, monitor esophageal pressure swings (should be <10-15 cmH2O).[30]
Airway Management Challenges
Awake patients with severe ARDS present multiple airway concerns:
- Risk of aspiration if mental status fluctuates
- Difficulty managing copious secretions
- Potential for sudden deterioration requiring emergent intubation during ECMO (technically challenging)[31]
- Cough-induced circuit dislodgement or complications
Psychological Burden
While awakeness has psychological benefits, it also creates unique stresses:
- Awareness of critical illness and mortality risk
- Dyspnea and air hunger despite adequate ECMO support
- Anxiety related to cannulas, alarms, and ICU environment
- Communication barriers (often requiring high-flow oxygen or non-invasive ventilation)[32]
Oyster #2: Dyspnea on ECMO is often not due to hypoxemia (which ECMO corrects) but rather to hypercapnia, chemoreceptor stimulation, and mechanical factors. Adjusting sweep gas flow to normalize PaCO2 to the patient's baseline (not necessarily 40 mmHg) can dramatically improve comfort.[33]
Safety Concerns
Awake, mobile ECMO patients introduce risks:
- Cannula dislodgement during mobilization (reported incidence 2-8%)[34]
- Circuit rupture or disconnection
- Falls with anticoagulated patient
- Hemorrhagic complications
- Patient interference with equipment
Resource Intensity
Despite potential nursing ratio benefits in stable patients, awake ECMO requires:
- Specialized training for all staff
- Multidisciplinary coordination (intensivists, respiratory therapists, physiotherapists, psychologists)
- Architectural modifications for safe mobilization
- 24/7 ECMO specialist availability[35]
3. Logistical Protocols: Safety Measures, Mobility, and Weaning in the Awake ECMO Patient
Patient Selection: Who Should Be Awake?
Not all ECMO patients are candidates for awake management. Selection criteria should include:
Inclusion criteria:
- Adequate mental status and ability to follow commands
- Hemodynamic stability (no high-dose vasopressors)
- Adequate oxygenation on ECMO with minimal ventilatory support
- Absence of contraindications to extubation (airway edema, bleeding, unstable spine)
- Acceptable cough and gag reflexes
- Patient willingness and psychological readiness
Relative contraindications:
- Severe hemodynamic instability
- Refractory hypoxemia despite maximal ECMO support
- Uncontrolled agitation or delirium
- Inability to protect airway
- Severe acidosis (pH <7.20) requiring excessive respiratory compensation[36]
Pearl #3: Consider a "trial of awakeness"—gradually reduce sedation over 6-12 hours while monitoring respiratory mechanics, patient comfort, and gas exchange. If P-SILI indicators emerge, resume sedation and reassess in 24-48 hours.[37]
Cannulation Strategy for Awake Patients
Anesthetic approach:
- Local anesthesia (lidocaine 1-2%) at puncture sites
- Conscious sedation (low-dose propofol, dexmedetomidine, or remifentanil infusions)
- Anxiolysis (midazolam 1-2 mg boluses as needed)
- Avoid neuromuscular blockade
Cannulation technique:
- Ultrasound-guided percutaneous Seldinger technique preferred
- Femoro-jugular or bicaval dual-lumen cannulation most common
- Consider subclavian artery cannulation for long-term support (allows greater mobility)[38]
Hack #2: Pre-oxygenate with high-flow nasal cannula at 60 L/min during awake cannulation to maintain SpO2 >88% and reduce anxiety. Have emergency airway equipment immediately available.[39]
Safety Protocols: Preventing Catastrophe
Physical safeguards:
-
Cannula securing:
- Heavy silk sutures (0 or 2-0) at minimum 3 points per cannula
- Transparent adhesive dressings allowing visualization
- Additional securing devices (StatLock, AnchorFast)
- Daily inspection by ECMO specialists
-
Circuit security:
- All connections Luer-locked and cable-tied
- Redundant clamps within reach
- Clear "safety zone" marked around patient (3 feet minimum)
- Bridge reinforcement over cannulation sites
-
Alarm systems:
- Continuous pulse oximetry and capnography
- ECMO flow and pressure alarms (never silence)
- Bed exit alarms
- Video monitoring in high-risk patients
Staffing requirements:
- 1:1 nursing for first 48 hours of awakeness
- ECMO specialist rounds twice daily minimum
- Perfusionist available 24/7
- Physiotherapist evaluation within 24 hours[40]
Communication strategies:
- Picture boards and communication apps
- Speech therapy consultation for patients with high-flow oxygen/NIV
- Regular family updates and involvement in care
- Daily patient-provider goal setting
Sedation and Analgesia Titration
The goal is cooperative sedation (Richmond Agitation-Sedation Scale [RASS] 0 to -1), not complete awakeness:
Preferred agents:
- Dexmedetomidine: Alpha-2 agonist, preserves respiratory drive, minimal respiratory depression (0.2-0.7 mcg/kg/hr)[41]
- Low-dose propofol: Easily titratable (10-30 mcg/kg/min)
- Remifentanil: Ultra-short-acting opioid, allows rapid awakening (0.05-0.15 mcg/kg/min)
Avoid:
- Benzodiazepine infusions (delirium risk)
- High-dose opioids (respiratory depression)
- Deep sedation without clear indication
Pearl #4: Implement a sedation protocol with explicit goals (RASS target, pain score) and mandatory daily awakening trials. Use validated scales (CAM-ICU for delirium, CPOT for pain) every 4-8 hours.[42]
Respiratory Support Strategies
Awake ECMO patients typically require supplemental respiratory support:
Options (in order of escalating support):
-
High-flow nasal cannula (HFNC):
- Flow 40-60 L/min, FiO2 titrated to SpO2 >88%
- Provides washout of dead space, PEEP effect (2-5 cmH2O), humidification
- First-line for most patients[43]
-
Non-invasive ventilation (NIV):
- Pressure support 5-10 cmH2O, PEEP 5-10 cmH2O
- Intermittent use (not continuous) to reduce work of breathing
- Monitor for P-SILI (high minute ventilation, tachypnea)[44]
-
Helmet CPAP:
- Better tolerated than face masks for prolonged periods
- CPAP 5-10 cmH2O
- Reduces inspiratory effort and transpulmonary pressure swings[45]
Hack #3: Use the "ROX index" (SpO2/FiO2 ÷ respiratory rate) to predict HFNC success. ROX >4.88 at 12 hours suggests likely success; <3.85 suggests high probability of intubation.[46]
Ventilator settings if already intubated (pre-extubation):
- Ultra-protective: Tidal volume 3-4 mL/kg PBW, PEEP 10-15 cmH2O
- Pressure support <8 cmH2O
- Minimize FiO2 (ECMO provides oxygenation)
- Target RR <30, spontaneous effort present but not excessive
Mobilization Protocols: From Bedside to Ambulation
Staged approach to mobilization:[47,48]
Stage 1 (Days 1-2):
- Passive range of motion exercises
- Head-of-bed elevation to 30-45 degrees
- Active-assisted exercises in bed
Stage 2 (Days 2-3):
- Sitting at edge of bed with assistance
- Active resistance exercises (elastic bands, weights)
- Respiratory muscle training
Stage 3 (Days 3-5):
- Standing with walker or standing frame
- Marching in place
- Short-distance ambulation (5-10 feet) with ECMO cart
Stage 4 (Days 5+):
- Progressive ambulation distances (goal: 100+ feet twice daily)
- Stair climbing if appropriate
- Cycling (bedside or recumbent bike)
Safety checklist before each mobilization session:
□ ECMO flow >3 L/min and stable
□ Cannula sites secure without bleeding
□ Adequate sedation (RASS 0 to -1)
□ Hemodynamics stable (MAP >65, HR <120)
□ Oxygen saturation >88% on current support
□ Two trained staff members present
□ Emergency equipment available (ambu bag, clamps)
□ Clear path identified
Oyster #3: Mobilization is beneficial, but remember the law of diminishing returns. Patients requiring high respiratory support (FiO2 >60% on HFNC, helmet CPAP), or those with significant P-SILI risk, should have mobilization delayed until more stable. Forcing mobilization too early can precipitate deterioration.[49]
Weaning from ECMO: A Stepwise Approach
Successful weaning requires both pulmonary recovery and systematic assessment:
Indicators of readiness for weaning:
- Improving lung compliance (>30 mL/cmH2O)
- Resolving infiltrates on chest imaging
- P/F ratio >150 on minimal ECMO support
- Hemodynamic stability without vasopressors
- Absent or minimal signs of P-SILI
- Sweep gas flow <2-3 L/min to maintain normocapnia[50]
Weaning protocol:
Phase 1: ECMO flow reduction
- Decrease blood flow by 0.5 L/min every 4-8 hours
- Maintain SpO2 >88%, PaCO2 <60 mmHg
- Goal: Flow 1.5-2 L/min with acceptable gas exchange
Phase 2: Sweep gas weaning
- Reduce sweep gas flow to 0 L/min ("idling")
- Clamp circuit temporarily (1-2 hours) if tolerated
- Monitor native lung function: ABG, respiratory rate, work of breathing[51]
Phase 3: Decannulation
- If tolerated off ECMO for 4-24 hours (institutional variation)
- Performed in ICU or operating room
- Manual compression for 30-45 minutes (femoral) or surgical repair
- Post-removal ultrasound to exclude hematoma/DVT
Pearl #5: Consider a "readiness-for-extubation" assessment independent of ECMO weaning. Some patients benefit from remaining intubated during ECMO decannulation to manage perioperative airway and sedation, then extubating shortly after.[52]
Failed weaning: If patient deteriorates during weaning (P/F <100, PaCO2 >80, pH <7.20, severe dyspnea):
- Resume full ECMO support immediately
- Reassess in 48-72 hours
- Consider: ongoing infection, fluid overload, pulmonary embolism, cardiac dysfunction
- If no recovery after 3-4 weeks, discuss goals of care and potential bridge-to-transplant options
Monitoring P-SILI During Awakeness
Clinical surveillance:
- Respiratory rate trending (sustained >30-35 = concern)
- Visual inspection for accessory muscle use, paradoxical breathing
- Dyspnea scales (0-10 numerical rating, Borg scale)[53]
- Serial ultrasound: pleural sliding, B-lines, diaphragm function
Physiological monitoring (if available):
- Esophageal pressure monitoring: ΔPes <15 cmH2O safe, >15-20 cmH2O suggests P-SILI risk[54]
- Electrical impedance tomography (EIT): assess regional ventilation heterogeneity
- P0.1: >3.5 cmH2O indicates excessive drive
- Transpulmonary pressure calculation: end-inspiratory <20 cmH2O target[55]
Biomarkers (experimental):
- Serial IL-6, IL-8 (increased in P-SILI)
- Soluble receptor for advanced glycation end-products (sRAGE)
- Clara cell protein (CC16)
Intervention thresholds: If P-SILI suspected:
- Optimize sedation and analgesia
- Increase ECMO sweep to reduce hypercapnic drive
- Consider helmet NIV or CPAP to unload respiratory muscles
- If refractory: re-intubation and lung-protective ventilation[56]
Psychological Support: The Invisible Challenge
Comprehensive approach:
- Pre-ECMO counseling (when possible): Explain awakeness goals, set expectations, address fears
- Daily structured communication: Use interpreters, assistive devices; ensure patient understanding
- Environmental optimization: Windows, daylight exposure, minimize nocturnal disruptions, family presence
- Psychiatric consultation: For anxiety, depression, PTSD symptoms
- Peer support: Connect with former ECMO survivors when appropriate
- Post-ICU follow-up: Screen for cognitive impairment, PTSD, depression at 3 and 6 months[57]
Hack #4: Create an "ECMO diary" (written by staff and family) documenting the patient's journey. Patients often have amnesia or distorted memories; the diary helps fill gaps and process their experience, reducing PTSD risk.[58]
Conclusion: Toward Personalized ECMO Management
The awake ECMO paradigm represents a philosophical shift from pure "lung rest" to a more holistic, patient-centered approach balancing multiple competing priorities: lung protection, diaphragmatic preservation, patient autonomy, and safety. The evidence suggests benefits, but significant challenges remain.
Key principles for success:
-
Patient selection matters: Not all ECMO patients should be awake; individualize based on clinical stability, mental status, and institutional capability.
-
Vigilance for P-SILI: This is the greatest risk. Monitor closely and intervene early.
-
Safety is paramount: Robust protocols, specialized training, and multidisciplinary collaboration prevent catastrophic complications.
-
Mobilization when ready: Early is generally better, but forced mobilization in unstable patients causes harm.
-
Psychological support: Don't overlook the mental and emotional needs of awake ECMO patients.
The future:
- Randomized trials (AWARE-ECMO, others) will clarify optimal strategies
- Advanced monitoring (EIT, esophageal manometry) may become standard
- Improved extracorporeal CO2 removal devices may reduce ventilatory requirements
- Artificial intelligence may predict P-SILI risk and guide sedation titration[59,60]
Awake ECMO is not a binary choice but a spectrum of strategies. The art lies in knowing when to push for awakeness, when to allow rest, and how to navigate the space between—constantly reassessing, adapting, and individualizing care for each patient's unique trajectory.
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Practice Points for Postgraduate Trainees
For the Ward Round:
- Always ask: "Could this patient be more awake?" before automatically continuing sedation
- Check diaphragm ultrasound weekly in intubated ECMO patients
- Calculate ROX index daily in awake ECMO patients on HFNC
- Review mobilization progress—has the patient moved today?
Red Flags Requiring Immediate Action:
- Sudden increase in respiratory rate (>35/min) despite adequate ECMO
- New accessory muscle use or paradoxical breathing
- Decreasing oxygen saturation despite stable ECMO flow
- Patient reports severe dyspnea or air hunger
- Any signs of cannula site bleeding or instability
Common Pitfalls to Avoid:
- Assuming all hypoxemia requires intubation (ECMO provides oxygenation!)
- Over-sedation "just in case"—use explicit targets
- Attempting awakeness in hemodynamically unstable patients
- Ignoring psychological distress ("they should just be grateful to be alive")
- Mobilizing too aggressively before adequate stability
Interdisciplinary Communication: Awake ECMO succeeds through teamwork. Daily multidisciplinary rounds should explicitly address:
- Sedation goals and current RASS
- P-SILI risk assessment
- Mobilization plan and safety
- Weaning readiness
- Patient/family concerns
Acknowledgments
The authors acknowledge the ECMO specialists, nurses, respiratory therapists, physiotherapists, and most importantly, the courageous patients who have pioneered awake ECMO practices worldwide.
Funding: None declared
Conflicts of Interest: None declared
Word Count: 2,000 words (excluding references)
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